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By
Reed Martin, J.D.
Margaret B. enters the room where her son's IEP
meeting will be held. At the table sit his Special
Education teacher, the school's Speech Therapist,
and the school's 'heavy weights' - the psychologist,
administrator, their attorney and two of his juniors.
There you are alone, uneasy and desperate for
services for your child. After very brief pleasantries
(the attorney needs to leave in an hour), they
present to you the completed IEP for your signature,
assuring you that they have "done their best"
in designing a program that will "hopefully
work for the very difficult and unusual needs"
of your son with autism. You look through it and
it contains only two goals, very little in the
line of additional services, and none of the accommodations
you had previously presented to them as being
helpful for your son. You think that more goals
should be included, you say. The teacher tells
you that IF your son can achieve these goals -
and she's not sure he can - then she's willing
to consider adding others later in the year. When
you question how much this IEP will help your
son, the psychologist steps in with a verbose
explanation, in doctoral-level language, about
why it's the "best" program to meet
his needs. He adds that this is his PROFESSIONAL
opinion, and he's the one who has been trained
to know these things. The administrator echoes
that school funding doesn't support any other
services, but adds, "here's a list of therapists
who can provide you with those services, for a
fee, of course." Your intimidation level
skyrockets. Depressed, sad and confused, you mention
that you'd like to visit the classroom a few times
and see how this plan is working for your son.
"ABSOLUTELY NOT" booms the attorney,
citing the illegal nature of invading other children's
privacy. You sign the IEP, leave the room, worried
about how you're ever going to pay for the services
your son really needs. "Is this how it's
supposed to go?" you wonder. "Doesn't
anyone care about my child's future but me?"
Sound familiar, in whole or in part? This scene
is probably familiar to any parent who has attended
an IEP meeting. And, it's fraught with illegal
actions and claims by everyone present, some perhaps
even knowing and intentional law breaking. Every
day of every week we hear from parents who attend
an IEP meeting, only to leave it dazed and confused,
battered and beaten, without the services their
child needs. What to do? Know the law; plain and
simple. It's your best tool for obtaining appropriate
services for your child with autism. And, to help
you walk into that IEP meeting better prepared,
we've assembled some of the most common complaints
below, explained what's legal and what's not,
and included the legal citation or court case
that backs it up. Carry it with you to your next
meeting, armed with knowledge that can help you
contest what your school is saying and effectively
advocate for services.
IEP GOALS
The Federal laws governing special education (IDEA,
Section 504 and the Americans with Disabilities
Act) do not allow any limit on the number of goals
or the number of areas to be addressed on an IEP
(or 504/ADA plan). A school who tells you otherwise
is in clear violation of the law. And, you can
catch them in this violation, in writing. School
personnel are required to document any such statement
about limiting the number of goals, in writing
on the IEP minutes. Furthermore, they are required
by Federal law [20 U.S.C. 1415(b)(3) and (c)]
to also put in writing to the parent that they
are rejecting the parent's request to address
additional goals, a written explanation of why
they reject the request, a description of all
the options they considered in arriving at this
decision, why these other options were rejected,
a description of what evaluation, assessment or
other reasoning they are using as a basis for
their decision, and any other relevant factors.
These report details (and the IDEA asks for even
more of them!) have to do with procedural requirements
of designing a special education plan for your
child. In the first special education case to
be dealt with by our U.S. Supreme Court, Board
of Education v. Rowley, 458 U.S. 176 (1992), Chief
Justice Rehnquist stated that first we look to
see if "the Act's procedures were complied
with" and only after that do we inquire whether
"the resulting IEP was reasonably calculated
to confer benefit."
Whether or not the IEP might confer benefit is
not even a question in our above scenario. If
taken to court, the school would be found in flagrant
violation of the Act's procedural requirements,
without even discussing if it was appropriate.
(See, for example, Shapiro v. Paradise Valley
Sch. Dist. 9th Circuit, 2003.)
PRIOR WRITTEN NOTICE
That the school has to address, in writing, those
procedural requirements of how they arrived at
their decisions is referred to in the IDEA as
"Prior Written Notice". A common violation
of the law reported over and over to us is that
the school personnel say 'The IEP is your Prior
Written Notice.' They know about the requirement
and have come up with this crafty response. But
it's illegal.
The IDEA statute details at 20 U.S.C. 1415(c)
the seven elements (some of which we described
above) that must be put in writing. If you are
told the IEP is your notice, here's what to do.
Send a copy of your IEP back to your school and
ask them, in writing, to explain to you, in writing,
what text in the IEP answers the seven elements
required in the Federal law. This writer has reviewed
over 6,000 IEPs and has never seen Prior Written
Notice satisfied in a single one. Lately, we have
begun to see IEPs with a page cleverly entitled
"Prior Written Notice", but none of
these documents have fulfilled the statutorily
required seven elements.
Between no limits on IEP goals and the procedural
requirements of Prior Written Notice, you're armed
with federal legislation that is extremely powerful
for you to get an IEP that is appropriate for
your child. USE IT!
MEDICAL, NOT EDUCATIONAL
A related issue to appropriate goals and services
on the IEP is the question of what constitutes
'education.' Parents are frequently told by school
personnel that while a particular request for
a child is important, that therapy or service
"is medical, not educational" and thus
not the responsibility of the school to provide.
Some schools even appear helpful, offering parents
information on a particular type of evaluation
or service to obtain on their own. Other schools
agree that the service might help and are willing
to accommodate it into the child's day at school,
provided the parents arrange for it, and pay for
it, because again, it's "not educational".
The U.S. Supreme Court decided in a 9?0 decision
in 1984 (Tatro v. Irving Independent School District,
468 U.S. 883) that 'education' extends far beyond
just academics, and includes services such as
transportation; developmental, corrective and
other supportive services; psychological services;
physical and occupational therapy; recreation
including therapeutic recreation; social work
services; counseling services including rehabilitation
counseling; orientation and mobility services
and medical services for diagnostic and evaluation
purposes. (20 U.S.C. 1402(22)). The Supreme Court
reaffirmed that ruling in a 7?2 decision (Cedar
Rapids Community School District v. Garret F,
119 S.Ct. 992) in 1999. The schools in both cases
were ordered to pay for the medical diagnostics
and to pay for, or provide themselves, the services
needed. The IDEA also provides a detailed list
of related services that, if appropriate, the
school is mandated to provide. This is quickly
found within the IDEA regulations at 34 C.F.R.
300.24(2)-(15) and also in the Q&A that accompanies
the regs at 34 C.F.R. 300, App.A, Q&A 34.
Ask yourself two questions about the item(s) you
want included on the IEP: 1) is it something the
school offers to nondisabled children? If so,
they're required to make it possible for your
child with autism to participate too; 2) does
it contribute to the ability of your child with
autism to benefit from his daily school experience?
If so, it's EDUCATIONAL. Don't let the school
tell you otherwise.
SECTION 504
Many parents inquire about Section 504 and its
applicability to the education of a child with
autism/AS, only to be told "We don't do 504"
or "504 is not special ed." Another
response we hear is: "If you have a complaint
under 504, you need to send it to the Office for
Civil Rights in Washington, D.C, ? we don't investigate
504 complaints."
Oh, my! How sad that this school is so uninformed
and so blatantly illegal in their actions. Section
504 at 34 C.F.R. (Code of Federal Regulations)
104.5 is entitled "Assurances Required."
It requires your school district and State Education
Agency to send written forms to the Federal Government
which assure that they are in complete compliance
with Section 504 ? or else they cannot receive
a penny of any kind of Federal financial assistance.
Furthermore, 34 C.F.R. 104.33 of the 504 regulations
are entitled "Free Appropriate Public Education"
and require "the provision of regular or
special education and related aids and services."
So, next time you hear "We don't do 504"
ask your school district if it gets federal money
and if so, ask in writing for a copy of their
assurance to the Federal government that they
are in full compliance with Section 504 - a condition
of that funding.
If you've been reading our columns in the Autism
Asperger's Digest for any length of time, you
know that this writer actively advocates that
Section 504 is an extremely powerful piece of
legislation in obtaining services for a child
with autism, sometimes more so than the IDEA.
A parent can use both pieces of legislation as
support for a child's education; it's not an either/or
situation in an IEP meeting. That's another complaint
we sometimes hear, "You can't mix IDEA and
504." Wrong. IDEA, 504 and ADA are available
for obtaining the services and education your
child needs. Be bold!
APPROPRIATELY TRAINED PERSONNEL
Parents are increasingly asking their school for
information about the personnel that are dealing
with their child. They may worry about the teacher's
knowledge of autism or Asperger's, or the teacher's
aide, who often treats the child in a very punitive
manner. Or it might be that the parents feel the
staff are just not reaching their child. Are these
people really trained to meet your child's needs?
The Federal law has required since 1968 that your
school district and State Education Agency have
in place "a comprehensive system of personnel
development that is designed to ensure an adequate
supply of qualified special education, regular
education and related services personnel..."
that are "appropriately and adequately prepared
and trained." 20 U.S.C. 1412(14) and (15)
documents this requirement. In a nutshell, it
means that ALL personnel who come in contact with
your child need to be trained in the specific
disability (autism or Asperger's), not just 'special
education', that the school has an adequate number
of these trained people, and that their training
is extensive and specific enough that it is 'appropriate'
to deal with your child's needs. Not John's, or
Sue's or Jamie's needs, who also have autism but
are more high functioning or don't manifest the
same needs. They need to be trained to help your
child. Need we say more?
Parents now have a right under the recent No Child
Left Behind Act to write their school, and ask
for a response in writing, about the credentials,
qualifications, training, and so forth of personnel
who are going to be in contact with their children.
We hear from parents that they are told by their
school that they cannot discuss credentials of
a school person at an IEP meeting and that the
IEP certainly cannot dictate the training of a
school person. WRONG. That is exactly what the
IEP meeting is for ? to clarify the needs of that
one child and assure that the school personnel
assigned will be competent and trained to meet
them. And that is exactly why No Child Left Behind
gives you the right to question their training.
GOOD FAITH EFFORT by STAFF
Law makers have taken an increasingly strong stance
that supports the idea that even appropriately
trained staff is not enough in designing a child's
education plan. The IDEA at 34 C.F.R. 300.342(b)(3)
requires that your school district assure that
"Each teacher and provider is informed of
his or her specific responsibilities related to
implementing the child's IEP and the specific
accommodations, modifications, and supports that
must be provided for the child in accordance with
the IEP." This speaks to everyone being informed
and responsible.
Once they are informed, the IDEA also requires
accountability, at 34 C.F.R. 300.350(a)(2) that
everyone is making "a good faith effort to
assist the child to achieve the goals and objectives
or benchmarks listed in the IEP." The fact
that the law establishes that "good faith
effort" standard is very important because
the parent can rightly inquire into whether it
is being met. A teacher who says about something
in the IEP "I am not going to do that in
my classroom" will be breaking the law. Even
if he doesn't say it at the meeting, but never
implements the IEP requirements, that is still
breaking the law. An IEP team who refuses to hire
someone trained and qualified to provide services
your child needs is breaking the law. You might
want to 'mention' in the meeting that recent changes
through Supreme Court decisions (see Gerber v.
Lago Vista and Davis v. Monroe on our website)
provide the possibility to sue not just the school,
but personally the administrator and the special
education teacher, and the speech therapist and
anyone else in the school system who works with
your child if they are not satisfying the federal
requirements.
SUSPENSION/EXPLUSION
Is your child repeatedly being suspended because
of his/her behavior? Are teachers referring to
your child as a 'behavior problem'? Yet you know
that the behavior is not willful, but is a manifestation
of his challenges with autism that the school
is ignoring? Are you hearing the term 'emotionally
disturbed' taking the place of his Autism or Asperger's
syndrome label? While disconcerting, that is not
all that bad. Whatever the cause may be for a
child's 'behavior problem', if the school identifies
that one exists, the IDEA requires that a very
sophisticated and comprehensive evaluation be
undertaken to determine the source of the problem,
the conditions under which the behavior manifests
and the design of a Positive Behavior Intervention
Strategy and Support Plan. (20 U.S.C. 1414(d)(3)(8)(i)).
More good news: the evaluation has to be done
within 10 days, so help for your child should
be forthcoming soon.
Many parents tell us that after mentioning this
legislative requirement to the school, the school
states they have no idea what the parents are
talking about. What to do? Put your request in
writing, ask for an evaluation, a new IEP meeting,
and Prior Written Notice from the school explaining
the school's refusal to conduct the evaluation
and the meeting to develop the Positive Behavior
Intervention Strategies and Support plan. That
should get their attention.
OBSERVATION IN THE CLASSROOM
You've met with the school, the IEP you've designed
should be promising, you're excited about its
implementation. But you want to know how the program's
working. You want to observe it in action, as
often children with autism cannot tell us what
we really want to know. However, when you ask
about this in the IEP meeting, the school emphatically
states that you cannot visit the classroom because
it would violate the privacy rights of the other
children.
Wrong. The U.S. Supreme Court has indicated in
a recent decision, Falvo v. Owasso Indep.Sch.Dist.
[122 S.CT. 934, 2002] that an observation of your
child does not violate the Federal privacy laws
established under the Family Educational Rights
and Privacy Act [20 U.S.C. 1232g].
If this citation doesn't get you a pass to visit
the classroom, demand, in writing, that your school
make that statement in writing and that they enclose
a copy of the minutes of the school board meeting
when the board adopted the written policy barring
parents from visiting or observing their child
being educated.
TRANSITION PLANNING
What parent of a child with autism/AS is not worried
about their child's life after school ends? Parents
around the country tell us that when they raise
the issue of Transition Planning at their IEP
or 504/ADA meetings, the school responds that
transition planning is really the province of
the State Rehabilitation Agency and gives the
parent the phone number.
Transition Planning was placed in the ADA in 1990,
the IDEA in 1990 (20 U.S.C. 1402(30) with regs
at 34 C.F.R. 300.29) and Section 504 in 1992 (Pub.L.
102-569). It is to begin when it is clear that
it is needed, but in no way later than the seventh
grade. A fully functioning and appropriate educational
plan under Section 504 essentially addresses transition
planning from its onset in elementary school,
as it outlines goals that extend beyond grade
12. An entire generation of students have now
passed from kindergarten through twelfth grade
since 1990 without the protection that would have
been afforded if schools had complied with these
laws, which they swear in their application for
Federal dollars that they are carrying out.
We have written about Transition Planning in previous
columns of the Digest and through our website
(www.reedmartin.com). To date we have not yet
seen an adequate Transition Plan, except one which
was forced on a school system through judicial
action: Yankton School Dist. v. Schramm, 93 F.3d
1369 (8th Cir. 1996). If you're having problems
with Transition Planning, retrieve that case,
study it and use it.
FRIENDS/ADVOCATES at the IEP MEETING
We usually recommend that parents not attend an
IEP meeting alone. Especially just one parent.
It is extremely difficult for even an informed
parent to deal with all the school personnel,
listen, raise questions of the evaluator, try
to get closure, and so forth. However, many tell
us that when they take a friend or an "advocate"
with them, the school insists that the advocate
has to leave the room, because the school board
attorney has said they violate some law (that
no one can produce) that bars disruptive personnel
from the IEP meeting.
That's called intimidation, plain and simple.
The parent advocacy movement is large and growing
and schools have to realize that parents will
be bringing advocates to evaluations, IEP meetings,
reviews of student records, and Hearings. The
courts and the Congress have supported parents
in this right for over 25 years. (20 U.S.C. 1414(d)(1)(B)(vi);
34 C.F.R. 300.344(a)(6) and (c)).
When parent advocates began beating school board
attorneys in Hearings and at IEP meetings, the
school board attorneys began to fight back that
it was the "unauthorized practice of law."
That is just not true. The fact is that a lot
of parents and parent advocates are just smarter,
harder working and care more about one child's
future than the attorney who has been hired to
mask the fact that the child is being denied an
appropriate education.
If you hear such jargon from the school's attorneys,
we suggest that you demand of the school board
an accounting of how much they paid attorneys
to fight parents in special education cases. Then
put that information in your local newspaper.
One school district this writer interacted with
paid their attorneys $946,000 in one year to fight
parents. That money could have trained a lot of
personnel, provided aides to a lot of teachers,
bought a lot of materials and made a real difference
in the lives of many students.
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We often demand that our school system be educated,
informed, responsible and accountable. However,
as parents and our child's strongest advocates,
we need to demand the same of ourselves. Read
the legislation, learn the facts, go to your IEP
meetings educated and aware. It can make all the
difference in the world for your child's education
and future.
BIO
Reed Martin, J.D. has specialized in special education
rights for over 30 years, working with attorneys
and parents in all 50 states on special education
issues. He has litigated under Section 504, the
ADA as well as the IDEA. Reed is active in educating
parents and professionals on special education
issues through his many published books and manuals
and is a frequent conference presentor across
the U.S. Visit his website for more detailed information.
Sign up for his free email newsletter on special
education issues: www.reedmartin.com
"Reprinted with permission from the May-June
2003 issue of the Autism Asperger's Digest, a
bimonthly 52 page magazine devoted to autism spectrum
disorders. Published by Future Horizons, Inc.
For more information: www.autismdigest.com or
call 800.489.0727."
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